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Category: Frontier Wealth Management

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The SEC Has Approved a Plan of Distribution for Disgorged Funds Paid by Frontier Wealth Management, LLC and Shawn Sokolosky

Wolper Law Firm, P.A. is investigating former SEC Registered Investment Advisor (“RIA”), Frontier Wealth Management, LLC.  Frontier Wealth Management, LLC was formerly registered with the SEC as a registered investment advisor.  Shawn Sokolosky is one of its former investment advisor representatives. On September 3, 2021, the Securities and Exchange Commission (SEC) instituted administrative proceedings against […]