The SEC Has Approved a Plan of Distribution for Disgorged Funds Paid by Frontier Wealth Management, LLC and Shawn Sokolosky
October 18, 2023
- Categories:
- Frontier Wealth Management
Wolper Law Firm, P.A. is investigating former SEC Registered Investment Advisor (“RIA”), Frontier Wealth Management, LLC. Frontier Wealth Management, LLC was formerly registered with the SEC as a registered investment advisor. Shawn Sokolosky is one of its former investment advisor representatives. On September 3, 2021, the Securities and Exchange Commission (SEC) instituted administrative proceedings against […]