Attention Investors: Wolper Law Firm, P.A. is Investigating Fenix Securities
June 16, 2026
- Categories:
- Fenix Securities
The Wolper Law Firm is investigating FINRA member brokerage firm, Fenix Securities, LLC, for allowing unregistered individuals, presenting themselves as legitimate Financial Advisers, to trade securities in customer accounts. In October 2024, FINRA imposed sanctions against Fenix Securities for this misconduct. FINRA determined that Fenix Securities violated FINRA Rule 1210 (requires the registration of individuals […]