Category: Edward Jones

Reuben Lamont Brown (CRD#: 7089559) was a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 2019 and previously worked with Edward Jones in Southlake, TX. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2024, without admitting or denying the […]

Reuben Lamont Brown (CRD#: 7089559) is a previously registered broker and financial advisor.   Broker’s Background He entered the securities industry in 2019 and he previously worked with Edward Jones.   Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March of 2024, without admitting or denying […]

Ronald Terrence Molo (CRD#: 4371241) was a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 2001, and has previously worked for Edward Jones in Joliet, IL. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2023, the Securities and Exchange […]

Matthew Mierzycki (CRD#: 6102769) is a dually registered Broker and Investment Advisor at Ameriprise Financial Services, LLC in McAllen, TX. Broker’s Background He entered the securities industry in 2012 and previously worked for Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Ronald Molo (CRD#: 4371241) is a previously registered Broker and previously registered Investment Adviser. Broker’s Background He entered the securities industry in 2001 and previously worked for Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss In November 2021, the United States Securities and Exchange Commission (SEC) filed a civil complaint against […]

Javelin Mikol San Nicolas, also known as Jovi Mikol San Nicolas (CRD#: 6722186), worked as a financial advisor for Edward Jones from December 2016 until July 2020. He entered the securities industry in 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 19, 2021, FINRA sanctioned Jovi Mikol […]