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Category: Columbia Capital Securities

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Former Columbia Capital Securities Broker William Nicholas Pugh Suspended by FINRA for Alleged Private Securities Transactions Involving $8 Million

September 18, 2026

William Nicholas Pugh (CRD#: 4855771) was previously registered as a broker with Columbia Capital Securities, Inc. in Los Angeles, California. According to his FINRA BrokerCheck report, FINRA has suspended Pugh from acting as a broker. Broker’s History Pugh entered the securities industry in 2004 and has been registered with three firms: Charles Schwab & Co., […]

Columbia Capital Securities, Inc. Broker and Investment Advisor Josiah D. Jennings Suspended

September 3, 2026

Broker’s Background   Josiah D. Jennings (CRD #: 6031164) is formerly a registered broker and financial advisor at Columbia Capital Securities, Inc., LPL Financial LLC and Larson Financial Securities, LLC.   Current and Past Allegations of Conduct Leading to Investment Loss   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]