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Category: Capital Securities Management

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Financial Advisor Kent Eric Engelke Has Disclosed Three Customer Disputes

  Broker’s Background   Kent Eric Engelke (CRD #: 1421164) is registered with Capital Securities Management, Inc. He is located in Glen Allen, VA. Engelke’s past employers include Capital Securities Management, Inc., Davenport & Company LLC, Anderson & Strudwick, Incorporated, A&S Capital Advisors, Inc., Sovran Investment Corporation, Dominick & Dominick, Incorporated, First Investors Corporation.   […]

Financial Advisor Jason Goodhue issued an Order to Cease and Desist

Jason A. Goodhue (CRD# 5121680) is a registered broker with Capitol Securities Management, Inc., in Glastonbury, CT.   Broker’s History He entered the securities industry in 2006 and recently worked with Buell Securities Corp.   Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 18, 2024, […]