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Category: Avantax Investment Services

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Financial Advisor Kevin Kelly Has Disclosed Three Customer Disputes

Kevin L. Kelly (CRD#: 2293119) is a Registered Broker and Investment Advisor at Avantax Investment Services, Inc., in Atlanta, GA. Broker’s Background He entered the securities industry in 1992 and previously worked with IDS Life Insurance Company; American Express Financial Advisors Inc.; Ameriprise Financial Services, Inc.; IFG Advisory, LLC; Legacy Capital Advisors, LLC; and LPL […]

Financial Advisor David Test Suspended by FINRA

David Test (CRD#: 2341570) is a dually registered Broker and Investment Adviser at Avantax Investment Services, Inc. in Frisco, TX. Broker’s Background He entered the securities industry in 1993 and previously worked for Northwestern Mutual Investment Services, LLC; MML Investors Services, Inc.; Hartford Equity Sales Company, Inc.; and The Great-West Life Assurance Company. Current And […]