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Category: Arete Wealth Management

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Arete Wealth Management, Joey Miller and Jeffrey Larson Sanctioned by the SEC

Arete Wealth Advisers LLC (Arete Advisors), together with Arete Wealth Management LLC (Arete Wealth) is a limited liability company headquartered in Chicago, Illinois. Arete Wealth has been registered with the commission as a broker-dealer since 1998. Arete Advisors has been registered with the commission since 2009 and has over $2.5 billion in regulatory assets under […]

Financial Advisor Ray Anthony San Pedro Discloses Four Customer Disputes

Ray Anthony Garrido San Pedro (CRD#: 4565686) is a Registered Broker at Arete Wealth Management, LLC in Sunrise, FL. Broker’s Background He entered the securities industry in 2002 and previously worked with First Republic Group, LLC (FINRA expelled the firm in 2009); Gilford Securities Incorporated; Chicago Investment Group, LLC (FINRA expelled the firm in 2010); […]