Category: Arete Wealth Management

Raymond Lawrence Lent (CRD# 817645) of San Rafael, California is an investment adviser representative with The Putney Financial Group LLC and a registered representative with Arete Wealth Management, LLC. According to his FINRA BrokerCheck report and SEC IAPD report, the SEC has entered two orders against Lent’s advisory business. In May 2024, the SEC ordered […]

Arete Wealth Advisers LLC (Arete Advisors), together with Arete Wealth Management LLC (Arete Wealth) is a limited liability company headquartered in Chicago, Illinois. Arete Wealth has been registered with the commission as a broker-dealer since 1998. Arete Advisors has been registered with the commission since 2009 and has over $2.5 billion in regulatory assets under […]

Ray Anthony Garrido San Pedro (CRD#: 4565686) is a Registered Broker at Arete Wealth Management, LLC in Sunrise, FL. Broker’s Background He entered the securities industry in 2002 and previously worked with First Republic Group, LLC (FINRA expelled the firm in 2009); Gilford Securities Incorporated; Chicago Investment Group, LLC (FINRA expelled the firm in 2010); […]