Financial Advisor Paul Gallivan Suspended by the SEC for Allegedly Making Misrepresentations
August 29, 2022
- Categories:
- Alliance Global Partners
Paul Gallivan(CRD#: 5793918) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2010 and previously worked for A.G.P. / Alliance Global Partners; Aegis Capital Corp.; Morgan Stanley; and Herbert J. Sims & Co., Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to […]