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Category Merrill Lynch

Merrill Lynch Financial Advisor, Gregory P. Washington, Has A Pending Customer Complaint Alleging $6.645 Million In Damages For Sales Practice Violations

August 23, 2019

Gregory P. Washington (CRD # 5420613) is a Financial Advisor at Merrill Lynch in Washington, DC.  Gregory Washington has been in the securities industry since 2009 and previously worked at Aegis Capital Corp, Spartan Capital Securities and Maxim Group.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), Gregory Washington is…

Michigan Based Merrill Lynch Financial Advisor, Jeffrey R. Smith Has Eight Customer Complaints, Including Two Pending Complaints, Alleging Sales Practice Misconduct

July 13, 2019

Jeffrey Smith (CRD 1908011) is a Financial Advisor at Merrill Lynch in Farmington Hills, Michigan.  Jeffrey Smith (CRD 1908011) has been in the securities industry since 1997 and has worked for Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2015, Jeffrey Smith (CRD…

FINRA Barred Former Wilbanks Securities Financial Advisor, Larry Crabtree, For Failing To Appear And Provide Testimony In FINRA Investigation

July 3, 2019

Larry Crabtree was a financial advisor at Wilbanks Securities in Edmond, OK.  Larry Crabtree has been in the securities industry since 1994 and previously worked at WFG Investments, Inc., Capital West Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Capital West Securities and Robert Thomas Securities.    According to publicly available records released by the Financial…

Merrill Lynch Financial Advisor, Robert Gerstein, Has Four Customer Complaint Disclosures

March 11, 2019

Robert Gerstein is a Financial Advisor at Merrill Lynch in its New York, NY branch office.  Robert Gerstein has been in the securities industry since 1977 and has worked with Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Robert Gerstein has four (4) customer…

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis