Fort Lauderdale Stock Loss Lawyer

Investors lose money on the stock market every day, but if your stock losses were caused by your stockbroker, a respected stock loss lawyer in Fort Lauderdale may be able to help you get your money back.

Financial markets fluctuate regularly, which could have a significant impact on the gains and losses of investors across the country. However, when you endure a considerable loss due to the negligence or misconduct of your financial advisor or brokerage firm, they can be brought to justice. The Financial Industry Regulatory Authority (FINRA) is responsible for holding reckless brokers accountable for the losses of their clients.

Learn more about how an experienced Fort Lauderdale stock loss lawyer at Wolper Law Firm, P.A. could help you obtain full restitution for your losses in a FINRA arbitration hearing.

Continue reading to learn more about the different types of conduct that can warrant a FINRA arbitration complaint against a financial advisor and some important things you need to know about your FINRA arbitration hearing.

What Types of Misconduct Cause Stock Losses in Fort Lauderdale?

There are numerous ways that a financial advisor or stockbroker can take advantage of an investor. Essentially, any situation in which a broker is not prioritizing the needs of their client could be grounds for fraud, misconduct, or negligence. Some of the more common types of stockbroker misconduct include:

  • Lack of diversification
  • Selling away
  • Unauthorized trading
  • Misrepresentation
  • Failure to supervise
  • Ponzi schemes
  • Omission
  • Excessive trading (churning)

These are just some of the different types of misconduct that can cause stock losses in Fort Lauderdale. Your stock loss lawyer will need to take a closer look at the details of your case to determine whether you have grounds for a FINRA arbitration complaint.

All About FINRA Arbitration for Fort Lauderdale Stock Losses

Initiating a FINRA arbitration complaint is often preferable to going to court to recover your stock losses. This is for a number of different reasons, but the most common is the fact that arbitration can often be resolved far more quickly than going to court will.

In fact, many FINRA arbitration cases can be finalized in as little as eighteen months. Court cases, on the other hand, can sometimes take years and even longer before restitution is paid. If the FINRA arbitrators decide that you should be awarded full restitution, the liable party will often be required to repay you within thirty days—a much nicer turnaround.

Another thing you will need to know about FINRA arbitration is that decisions made by arbitrators are not eligible for appeal. Although this may seem like a bump in the road, the truth is that if you were to go to court, your case could be held back with appeal after appeal for many, many years, only for you to be ultimately denied the compensation you deserve. With arbitration, you do have a much higher chance of resolving your case more quickly and obtaining your restitution sooner rather than later.

Get in Touch with a Stock Loss Lawyer in Fort Lauderdale

When you are ready to initiate your Florida FINRA arbitration complaint with the assistance of a dedicated Fort Lauderdale stock loss lawyer at Wolper Law Firm, P.A., you can do so by giving our office a call at 800.931.8452 or completing the convenient contact form we have included at the bottom of this page.

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]