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Category Forgery

Former Wells Fargo Financial Advisor, John Schmidt, Barred By FINRA And Currently Has Pending Customer Complaints

September 30, 2018

The Wolper Law Firm is currently investigating claims against John Schmidt, a former Financial Advisor at Wells Fargo in Dayton, Ohio.  John Schmidt has been in the securities industry since 1980s and previously worked at Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), o in October 2017, John…

Cheryl George Sanctioned By FINRA For Sales Practice Violations

July 31, 2018

The Wolper Law Firm is currently investigating claims against Cheryl George, a former Financial Advisor at RBC Capital Markets, LLC.  Cheryl George has been in the securities industry since 2002 and previously worked for Morgan Stanley and Citigroup According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018,…

Kimberly Pine Kitts, Previously Barred By FINRA, Now The Subject Of An SEC Complaint

July 19, 2018

The Wolper Law Firm is currently investigating claims against Kimberly Pine Kitts, a former Financial Advisor at Royal Alliance Associates in Palmer, Maine.  Kimberly Pine Kitts has been in the securities industry since the 1990s and previously worked for ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

Investor Warning—Did You Buy An Annuity From Former SunTrust Investment Services Financial Advisor, Matthew Morris

July 12, 2018

The Wolper Law Firm is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly available…

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