Former Financial Advisor Curtis W. Smith Suspended by FINRA
April 29, 2025
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- United Financial Planners
Curtis Wayne Smith (CRD#:1383235) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1985 and previously worked with Pruco Securities, LLC; SCF Securities, Inc.; Kovack Securities Inc.; and United Planners’ Financial Services of America A Limited Partner. Allegations of Misconduct According to publicly available records released by the […]