Former Financial Advisor Evan H. Katz Sanctioned by SEC
October 21, 2024
- Categories:
- BA Securities
- SEC Investigation
Evan Howard Katz (CRD#: 5848403) was a previously registered broker. Broker’s History He entered the securities industry in 2013 and previously worked with Alternative Asset Investment Management Securities, LLC; BA Securities, LLC; and Stonehaven, LLC. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2024, the […]