The Jeffrey Matthews Financial Group, LLC Sanctioned By FINRA
August 20, 2024
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- Jeffrey Matthews Financial Group
(CRD#: 41282/SEC#: 8-49352) The brokerage firm is located in Florham Park, NJ and it’s President/CEO is Jeffrey Ross Halpert. Allegations of Misconduct irm failed to establish a supervisory system reasonably designed to achieve compliance with fair pricing rules. The firm failed to establish, maintain and enforce a supervisory system reasonably designed to achieve compliance with […]