Category: Cape Securities

Danny Ray Strain (CRD#:437903) is a registered broker and investment advisor with Cape Securities Inc., in Columbus, GA. Broker’s History He entered the securities industry in 1982 and previously worked with Pruco Securities Corporation; Equity Services, Inc.; Proequities, Inc.; Aura Financial Services, Inc.; Pan-American Financial Advisers; Resource Horizons Group, LLC.; and Resource Horizons Investment Advisory, […]

Samuel Bruce Phillips, Jr. (CRD#: 2239471) is a registered Broker and Investment Adviser at Cape Securities, Inc. in McDonough, GA. Broker’s Background He entered the securities industry in 1993 and previously worked for American Global Wealth Management, Inc; Ameritas Investment Group; ING Financial Partners, Inc.; and Woodbury Financial Services, Inc. Current And Past Allegations Of […]