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Month: July 2018

Can I Sue My Financial Advisor?

Often times, investors assume that because investments inherently carry a degree of risk, that you are precluded from seeking to recover investment losses.  This is incorrect.  While normal market fluctuations should be expected and are not actionable, they manner in which your portfolio is positioned IS actionable. The securities laws, both at the state and […]

Financial Advisor Gary Forrest (American Portfolios Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Gary Forrest, a former Financial Advisor at American Portfolios Financial Services, Inc. in Flint, Michigan.  Garry Forrest first entered the securities industry in 1998 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January […]

Financial Advisor Stephen Williams (NEXT Financial Group, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Williams, a Financial Advisor at NEXT Financial Group, Inc. in Madison, Alabama.  Stephen Williams entered the securities industry in 2002 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen Williams has eight (8) […]