Lose money after investing in a GPB Capital Holdings Fund? take action
1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Category Woodbury Financial Services

Former Woodbury Financial Services, Inc. Broker, Ronald Hannes, Barred By FINRA For Failing To Cooperate With FINRA Investigation Regarding The Conversion Of Client Assets

October 10, 2020

Ronald Hannes (CRD # 1462241) was a Financial Advisor at Woodbury Financial Services, Inc. in Spokane, WA. Ronald Hannes has been in the securities industry since 1986 and was registered at Fortis Investors, Inc., Amev Investors, Inc., and BLN Investment Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on…

Former Woodbury Financial Services, Inc. Broker, Jodie Lane, Suspended Six Months By FINRA For Allegedly Accepting Gifts And Becoming Beneficiary Of A Client

September 15, 2020

Jodie Lane (CRD # 5069112) was a Financial Advisor at Woodbury Financial Services, Inc. in Greenfield, WI. Jodie Lane has been in the securities industry since 2006 and previously worked at SII Investments, Inc., LPL Financial LLC, Uvest Financial Services Group, Inc., and Edward Jones. According to publicly available records released by the Financial Industry…

Did You Purchase GPB Capital Holdings From Former Independent Financial Group Broker, Daryl Serizawa?

August 24, 2020

Daryl Serizawa (CRD #2293939) is a Financial Advisor at Woodbury Financial Services, INC. in Irvine, CA. Daryl Serizawa has been in the securities industry since 1993 and previously worked at ten different brokerage firms including Independent Financial Group, Pacific West Securities, and LPL Financial Corporation. Daryl Serizawa is accused of selling GPB private placements. As…

Woodbury Financial Services Settled Customer Theft Claim Involving Former Broker, Raymond Ferro, For $1.56 Million

July 24, 2020

Raymond Ferro, Jr. aka Ray Ferro (CRD # 1927831) was a Financial Advisor at Woodbury Financial Services in Danbury, Connecticut. Raymond Ferro, Jr. aka Ray Ferro began in the securities industry since 1997 and previously worked at NEXT Financial Group and LPL Financial Corp. The Wolper Law Firm has been retained by clients, who were…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154