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Category Woodbridge

Financial Advisor, Christopher Wendel, Barred By FINRA For Selling Unregistered Woodbridge Promissory Notes

September 13, 2018

The Wolper Law Firm is currently investigating claims against Christopher Wendel, a former Financial Advisor at S.A. Stone Wealth Management in Celina, Ohio.  Christopher Wendel has been in the securities industry since the 1980s and previously worked at WRP Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June…

Forrester Equity Services Terminated Broker, John Ernst, For Unlawfully Selling Woodbridge Wealth Promissory Notes

September 11, 2018

The Wolper Law Firm is currently investigating claims against John Ernst, a former Financial Advisor at Forresters Equity Services in San Diego, California.  John Ernst has been in the securities industry since 1989 and previously worked at ING Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February…

Joel Flaningan Terminated By NY Life Securities For Selling Fraudulent Woodbridge Mortgage Investment Fund Promissory Notes

July 25, 2018

The Wolper Law Firm is currently investigating claims against Joel Flaningan, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana.  Joel Flaningan has been in the securities industry since the 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 10, 2018, Joel Flaningan was discharged…

Financial Advisor Frank Dietrich Has 8 Customer Complaints Principally Related To The Alleged Unlawful Sale Of The Woodbridge Mortgage Investment Fund

July 5, 2018

The Wolper Law Firm is currently investigating claims against Frank Dietrich, a former Financial Advisor at Quest Capital Strategies in Lake Forrest, California.  Frank Dietrich has worked both in the insurance and securities industry.  Frank Dietrich obtained his Series 7 license in 2009. According to publicly available records released by the Financial Industry Regulatory Authority…

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