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Category VOYA Financial Advisors

Unsuitability Allegations Pending Against Previously Registered Voya Financial Advisors, Inc. Financial Advisor and Broker David R. Wall

April 13, 2021

David R. Wall (CRD#: 1651874) was a previously registered Investment Advisor and previously registered broker at Voya Financial Advisors, Inc., in Simpsonville, SC. He entered the securities industry in 1987 and previously worked for Capital Investment Group, Inc., Rayment James & Associates, Inc., UCB Investor Services, Inc., Mony Securities Corp., Integrated Resources Investment Centers, Inc.,…

The Wolper Law Firm, P.A. Has Been Retained By Client Of Former Voya Financial Advisor, Gregory Young, To File A Claim Involving The Sale Of Illiquid Structured CDs

June 17, 2019

The Wolper Law Firm, P.A. announces that it has been retained to file a FINRA arbitration claim against Voya Financial Advisors based on the unlawful recommendations of illiquid structured CDs made by its former financial advisor, Gregory Young.  Mr. Young has been out of the securities industry since 2017 when he was “permitted to resign”…

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