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Category Unit Investment Trust

Former Morgan Stanley Financial Advisor, Lloyd Layton, Sanctioned By FINRA For The Improper Sales Of Unit Investment Trusts (UITs)

August 15, 2018

The Wolper Law Firm is currently investigating claims against Lloyd Layton, a former Financial Advisor at Morgan Stanley in Washington D.C.  Lloyd Layton previously worked at Morgan Stanley until 2015 and has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August…

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