1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Category Uncategorized

Former NY Life Securities Broker, Gabriel Hynes, Barred By FINRA For Selling Future Income Payments, LLC To Retail Investors

January 13, 2020

Gabriel Hynes (CRD # 3152541) was a former Financial Advisor at NY Life Securities in St. Augustine, FL.  Gabriel Hynes has been in the securities industry since 1999 and previously worked at Kestra Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 7, 2020, FINRA sanctioned Gabriel…

Reid & Rudiger Broker, Edward Rudiger, Jr., Has Six Customer Complaint Disclosures, Including Two Pending Claims Alleging Damages Of $500,000

January 10, 2020

Edward Joseph Rudiger, Jr. (CRD # 2118724) is a Financial Advisor at Reid & Rudiger LLC in New York.  Edward Rudiger has been in the securities industry since 1992 and previously worked at Nichols, Safina, Lerner & Co. and Gruntal & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

FINRA Files Enforcement Action Against Southeast Investments Broker, Mercer Hicks III, For The Sale Of Non-Traded Real Estate Investment Trusts

December 22, 2019

Mercer Hicks III (CRD # 245170) is a Financial Advisor at Southeast Investments in Pinehurst, North Carolina. Mercer Hicks III has been in the securities industry since 1972 and previously worked at Capital Investment Group and Cantella & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1,…

FINRA Sanctioned Broker, Ezri Shechter, For Allegedly Having Customers Sign Blank Forms Authorizing Discretionary Trading

December 22, 2019

Ezri Shechter (CRD # 2772177) is a Financial Advisor at Spencer-Winston Securities Corp. in New York, NY. Ezri Shechter has been in the securities industry since 1997 and previously worked at Bishop Rosen & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 17, 2019, FINRA sanctioned Ezri…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis