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Former Liberty Partners Financial Services, Inc. And Securities America Financial Advisor Barred From Associating With Any FINRA Member Brokerage Firm

June 7, 2018

The Wolper Law Firm is currently investigating claims against former Liberty Partners Financial Services, Inc. Financial Advisor, Eric Erb, out of Babylon, NY. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mark Kaplan was sanctioned by FINRA for allegedly engaging in sales practice violations, which included falsification of new account…

Merrill Lynch Financial Advisor, Craig Mardany, Subject To Customer Complaint Alleging Damages Of More Than $10 Million

June 7, 2018

The Wolper Law Firm is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA. Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations.  The customer has alleged damages of $10 million. Financial Advisors are required by applicable…

Mark Kaplan, Former Financial Advisor At Vanderbilt Securities, LLC in Woodbury, NY, Barred From Associating With Any FINRA Brokerage Firm

June 7, 2018

The Wolper Law Firm is currently investigating claims against former Vanderbilt Securities, LLC Financial Advisor, Mark Kaplan, of Woodbury, NY.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective March 2018, Mark Kaplan was barred from associating with any FINRA member brokerage firm.  Effectively, this means that Mark Kaplan is…

Leona Lynn Parsons Discharged From JP Morgan Chase Securities And Barred From Associating With Any FINRA Brokerage Firm

June 7, 2018

The Wolper Law Firm is currently investigating claims against former JP Morgan Chase Securities Financial Advisor, Leona Lynn Parsons, of Imperial Beach, CA.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Leona Lynn Parsons was barred from associating with any FINRA member brokerage firm.  Effectively, this…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis