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Donnell Bowen, Former Financial Advisor At Northwestern Mutual Investment Services, Barred From Associating With Any FINRA Brokerage Firm

June 14, 2018

The Wolper Law Firm is currently investigating claims against former Northwestern Mutual Investment Services Financial Advisor, Donnell Bowen, from Washington, D.C. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 2018, Donnell Bowen was barred from associating with any FINRA member brokerage firm.  This disciplinary action was prompted by…

Former U.S. Bancorp Investments Financial Advisor, John Douglas Wade, Barred From Associating With Any FINRA Brokerage Firm After Misappropriating Client Funds

June 14, 2018

The Wolper Law Firm is currently investigating claims against former U.S. Bancorp Investments Financial Advisor, John Douglas Wade, from Fullerton, CA. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 2018, John Douglas Wade was barred from associating with any FINRA member brokerage firm.  Effectively, this means that John…

Former Raymond James Financial Advisor, James Edward Lyons, Barred From Associating With Any FINRA Brokerage Firm

June 14, 2018

The Wolper Law Firm is currently investigating claims against former Raymond James Financial Advisor, James Edward Lyons. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 4, 2018, James Edward Lyons was barred from associating with any FINRA member brokerage firm.  Effectively, this means that James Edward Lyons is…

Michael Spolar, A Former Financial Advisors At LPL Financial, LLC And International Assets Advisory, LLC, Has Recently Been Suspended By FINRA And Has Two Pending Customer Complaints Due To Alleged Improper Investment Activities

June 14, 2018

The Wolper Law Firm is currently investigating claims against former LPL Financial, LLC and International Assets Advisory, LLC Financial Advisor, Michael Spolar. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Spolar has been suspended by FINRA from associating with any brokerage firm for a period of one month and…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis