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Wavecrest Securities Broker Louis Kreisberg Barred by FINRA After Failing to Participate in Investigation of Unsuitability Allegations

June 16, 2021

Louis Kreisberg (CRD#: 1352881) is a previously registered Broker at Wavecrest Securities, LLC in Brentwood, TN. He entered the securities industry in 1985 and previously worked for Pickwick Capital Partners, LLC; Trump Securities, LLC; Joseph Capital, LLC; United Planners’ Financial Services of America A Limited Partners; John Hancock Mutual LIfe Insurance Company; John Hancock Distributors,…

SEC Issues Cease and Desist Resolution Against Investment Advisor Scott Wolfrum Alleging Conflict of Interest

June 16, 2021

Scott Wolfrum (CRD#: 2187550) is an Investment Advisor and previously registered Broker at Huntleigh Securities Corporation in Indianapolis, IN. He entered the securities industry in 1991 and previously worked for David A. Noyes & Company; WellsFargo Advisors Financial Network, LLC; WellsFargo Advisors, LLC; A.G. Edwards & Sons, Inc.; and Merrill Lynch, Pierce, Fenner & Smith,…

Investor Recovery Options for Losses in Northstar Financial Services (Bermuda), Ltd.

June 11, 2021

The Wolper Law Firm is currently investigating claims on behalf of investors who were sold interests in Northstar Financial Services (Bermuda), Ltd. If you are an impacted investor, and have suffered losses, please contact the Wolper Law Firm for a free, confidential consultation. Recent developments in the bankruptcy filing of Northstar Financial Services (Bermuda) Ltd.…

Mutual Fund Misconduct: Here’s 3 Things You Need to Know

May 23, 2021

The last thing you ever expect is to suffer massive financial losses after investing in mutual funds. Every investment has some risk, but if you suffered losses, you may be able to recover them in arbitration before the Financial Industry Regulatory Authority (FINRA). However, you can only win your complaint if you can show to…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)
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Atlanta, GA 30326

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Denver

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Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis