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Category Theft

Financial Advisor, Adam Michael Lopez, Barred By FINRA After Being Terminated By Country Capital Management

December 23, 2018

The Wolper Law Firm is currently investigating claims against Adam Michael Lopez, a former Financial Advisor at Country Capital Management in Springfield, Illinois.  Adam Michael Lopez has been in the securities industry since 2008 and has worked at Country Capital Management his entire career.  According to publicly available records released by the Financial Industry Regulatory…

Former LPL Financial Advisor, Cheryl Ann Stallings, Barred By FINRA For Allegedly Converting Her Clients’ Money For Personal Use

November 25, 2018

The Wolper Law Firm is currently investigating claims against Cheryl Ann Stallings, a former Financial Advisor at LPL Financial in Amarillo, Texas.  Cheryl Ann Stallings has been in the securities industry since the 1990s and previously worked for Bank of America Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority…

Former National Securities Corp. And Aurora Capital Broker, Kyle Harrington, Barred By FINRA For Converting Client Assets

November 18, 2018

The Wolper Law Firm is currently investigating claims against Kyle Harrington, a former Financial Adviser at National Securities Corp. and Aurora Capital in San Diego, CA and Bridgehampton, NY, respectively. Kyle Harringon has been in the securities industry since the 1990s and has worked for myriad brokerage firms in NY and CA. According to publicly…

Former Raymond James Financial Advisor, Stephen Murray, Barred By FINRA

November 18, 2018

The Wolper Law Firm is currently investigating claims against Stephen Murray, a former Financial Adviser at Raymond James in Palm Beach Gardens, FL. Stephen Murray has been in the securities industry since the 1970s and has worked for Morgan Keegan & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

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