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Category Tamara Steele

SEC Brings An Enforcement Action Against Indianapolis Broker, Tamara Steele, For Selling Millions Of High-Risk Securities To Advisory Clients

September 23, 2018

The Wolper Law Firm is currently investigating claims against Tamara Steele, a former Financial Advisor at Comprehensive Asset Management in Pendelton, Indiana.  Tamara Steele has been in the securities industry since the 1990s and previously worked at Purshe, Kaplan Sterling Investments. According to publicly available records released by the Securities and Exchange Commission (SEC), on…

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