1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Tag Unsuitable

Former Cambridge Investment Research Broker, Gary Meier, Has Six Customer Complaints, Including Five Pending Complaints

February 23, 2019

Gary Meier is a former Financial Advisor at Cambridge Investment Research in Vancouver, WA.  Gary Meier has been in the securities industry since 1987 and previously worked at Symetra Investment Services and Pacific West Securities.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Meier has six customer complaints…

Former Royal Securities Company Broker Thomas C. Oakes Barred By FINRA For Failing To Appear For Testimony In Its Investigation Into Several Customer Complaints Alleging Unsuitability

February 22, 2019

Thomas C. Oakes is a former Financial Advisor at Royal Securitries Company in Grand Rapids MI from 2014 to 2017.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February 19, 2019, FINRA sanctioned Thomas C. Oakes by barring him from the industry for FINRA rules violations for failing…

Former UBS Financial Services Broker, William Hobby, Has Had Twenty-Three Customer Complaints During His Career

February 17, 2019

The Wolper Law Firm is currently investigating claims against William Hobby, a former Financial Advisor at UBS Financial Services in Atlanta, Georgia.  William Hobby has been in the securities industry since 1992 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Hobby has disclosed…

Coastal Equities Financial Advisor, Sam Aziz, Under FINRA Investigation For, Among Other Things, Alleged Suitability Violations And Excessive Trading

February 17, 2019

Sam Aziz is a former Financial Advisor at David Noyes & Co. and Coastal Equities, Inc. in Dublin, Ohio.  Sam Aziz has been in the securities industry since 1987 and previously worked at Wells Fargo and Stifel Nicolaus.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 24, 2018,…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis