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Financial Advisor, Wenjinn Chang, Has Had Two Customer Complaints In 2018 Alleging Sales Practice Violations

January 21, 2019

The Wolper Law Firm is currently investigating claims against Wenjinn James Chang, a Financial Adviser at Independent Financial Group in Rockville, Maryland.  Wenjinn Chang has been in the securities industry since 2002 and previously worked at Ameritas Investment Corp.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018,…

Cambridge Investment Research Financial Advisor, Alan Dole, Has Two Pending Customer Complaints

January 13, 2019

The Wolper Law Firm is currently investigating claims against Alan Dole, a Financial Adviser at Cambridge Investment Research in Henrico, Virginia.  Alan Dole has been in the securities industry since 2005 and previously worked at Sanders Morris Harris.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Dole is currently…

NY Life Securities Broker, Kari Bracy, Allegedly Recommended Future Income Payments (FIP) Investment To Customer

January 6, 2019

The Wolper Law Firm is currently investigating claims against Kari Bracy, a Financial Advisor at NY Life Securities in Jacksonville, FL.  Kari Bracy has been in the securities industry since 2009 and has worked at NY Life for the entirety of her career. According to publicly available records released by the Financial Industry Regulatory Authority…

Aegis Capital Broker, Harold Weber, Has Had Four Customer Complaints Since 2016, Including One Pending Complaint

December 30, 2018

The Wolper Law Firm is currently investigating claims against Harold Weber, a Financial Advisor at Aegis Capital in New York, NY.  Harold Weber has been in the securities industry since the 1980s and previously worked Wells Fargo.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Harold Weber has had…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

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Suite 7
Atlanta, GA 30326

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Suite 314
Indianapolis, IN 46032

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Dallas, TX 75201

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Irvine, CA 92612

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Portland, OR 97220

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Suite 1100
Denver, CO 80237

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1700 Park Street
Suite 103
Naperville, IL 60563

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1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis