1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Tag Unsuitable

INVESTOR ALERT—Aegis Capital Corp. Financial Advisor, Paul Falcon, Has Six Customer Complaints, Including One Pending Complaint

March 1, 2019

Paul Falcon is a Financial Advisor at Aegis Capital in its Boca Raton, FL branch office.  Paul Falcon has been in the securities industry since 1994 and previously worked at Global Strategic Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Paul Falcon has six (6) customer complaints disclosed on…

INVESTOR ALERT—Raymond James Financial Advisor, William Council, Has Three Pending Customer Complaints

March 1, 2019

William Council is a Financial Advisor at Raymond James in its San Diego, California branch office.  William Council has been in the securities industry since 1978 and previously worked at D.A. Davidson & Co. And Crowell Weedon & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Council has…

Did Former Transamerica Broker, Michael Mackay, Now Barred By FINRA, Sell You Shares Of REPF Fund I?

February 25, 2019

The Wolper Law Firm is representing a former client of Michael Mackay, who was sold a variety of unsuitable investment products, including an unapproved private security issued by the REPF Fund I, a company started by Michael Mackay himself. Michael Richard Mackay is a former Financial Advisor at Transamerica Financial Advisors, Inc. in Cincinnati, OH…

Customer Sues Janney Montgomery Scott Financial Advisor Steven Eric Dolgin Alleging Unsuitable Recommendations, Misrepresentations and Unauthorized Trading

February 23, 2019

Steven Eric Dolgin is a Financial Advisor with Janney Montgomery Scott LLC in Melville, NY.  Steven Dolgin has been in the securities industry since 1983 and previously worked at PaineWebber, Smith Barney, Prudential Securities and Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Steven Dolgin currently has a…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis