The Wolper Law Firm has filed a FINRA arbitration claim against Citigroup Global Markets, Inc. (Citigroup) arising from the sale of  Structured Notes.  The Financial Advisor responsible for the recommendations is Keith Dagostino (CRD #2837860).   Broker’s Background     Keith Dagostino was registered with Aegis Capital Corp. as a Financial Advisor from 2014-2023.  He […]

Angelo Frank Anello (CRD#: 2835091) is a registered broker and investment advisor at LPL Financial LLC in Needham, MA 02494   Broker’s Background He entered the securities industry in 1997 and previously worked with Salomon Smith Barney Inc.; Dreyfus Service Corporation; Quick & Reilly, Inc.; Banc of America Investment Services, Inc.; and Citigroup Global Markets […]

Dharmesh Virenda Vora (CRD: 2629494) is a registered investment advisor at Vora Wealth Management, PLLC in Flagstaff, AZ. Broker’s Background Dharmesh Vora entered the securities industry in 2009 and has previously worked for Global Financial Private Capital, LLC, and North Harbor Advisers. What are Auto-callable Structured Notes Auto-call Notes are market-linked investments that offer a […]

The Wolper Law Firm has filed a FINRA arbitration claim against Citigroup Global Markets, Inc. (Citigroup) arising from the sale of Auto-callable Structured Notes.  The Financial Advisor responsible for the recommendations is Jorge Menendez (CRD #5138358).   Broker’s Background     Jorge Menendez has been registered with Citigroup as a Financial Advisor since 2013.  He […]

Chuck Roberts (CRD#: 2064602) is a registered Broker and Investment Adviser at Stifel, Nicolaus & Company, Inc., in New York, NY. Broker’s Background He entered the securities industry in 1990 and previously worked for Morgan Stanley; Citigroup Global Markets, Inc.; Oppenheimer & Co., Inc.; CIBC World Markets Corp.; M.J. Whitman, Inc.; Painewebber Inc., and Lehman […]

Rabih Msallem (CRD#: 3199470) is a dually registered Broker and Investment Adviser at Citigroup Global Markets, Inc. in Glendale, CA. Broker’s Background He entered the securities industry in 1999 and previously worked for Citicorp Investment Services; Cal Fed Investments; Gateway Investment Services, Inc.; Essex National Securities, Inc.; Stifel, Nicolaus & Company, Inc.; and Dean Witter […]

Hector Evangelista (CRD#: 4042150) is a registered Broker and Investment Advisor at Citigroup Global Markets, Inc., in Pembroke Pines, FL. Broker’s Background He entered the securities industry in 1999 and previously worked for Wells Fargo Advisors, LLC; and FIrst Union Brokerage Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to […]

Brian Wurdemann (CRD#: 4206425) is a duly registered Investment Advisor and Broker at RBC Capital Markets, LLC in New York, NY. He entered the securities industry in 2000 and previously worked for UBS Financial Services, Inc; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly […]

Kevin Fretz (CRD # 4128808) was a Financial Advisor at LPL Financial LLC in South Windsor, CT. Kevin Fretz has been in the securities industry since 2000 and previously worked at Uvest Financial Services Group, Inc., Webster Investment Services, Inc., Phoenix Equity Planning Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. According […]

The Wolper Law Firm, P.A. is pursuing FINRA arbitration claims on behalf of investors who experienced losses in structured products, including Auto-Callable Structured Notes, in February and March 2020. Structured products, generally, are investment vehicles based on or derived from a single security, a basket of securities, an index, a commodity, a debt issuance and/or […]