Ronal Daley (CRD#: 4682165) is a previously registered Broker. He entered the securities industry in 2009 and previously worked for W&S Brokerage Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2021, FINRA sanctioned Ronald Daley, barring him indefinitely from all capacities, beginning September 10, 2021. The […]

Thomas Stratton (CRD#: 1646899) is a previously registered Broker and Investment Advisor at World Choice Securities, Inc. in Melbourne, FL. He entered the securities industry in 2002 and previously worked for Financial Independence Systems, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2021, the state of Maryland […]

Wenru Liang (CRD#: 5157279) was an Investment Advisor at Transamerica Financial Advisors, Inc. in Columbia, MD. She entered the securities industry in 2008 and previously worked for World Group Securities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Wenru Liang, suspending her for six […]

Vonna Kay Husby (CRD # 1314070) was a Financial Advisor at Raymond James Financial Services, Inc. in Fairbanks, AK. Vonna Kay Husby has been in the securities industry since 1985 and was also registered at Ameriprise Financial Services, Inc., Morgan Stanley DW Inc., and Shearson Lehman Brothers Inc. According to publicly available records released by […]

Bryant Caveness (CRD # 4033740) was a Financial Advisor at Ameriprise Financial Services in Kingsport, TN. Bryant Caveness has been in the securities industry since 1999 and previously worked at Ameriprise Advisor Services and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 22, 2020, FINRA sanctioned […]

  Michael Severance (CRD # 1023971) was a former Financial Advisor at National Planning Corp. and LPL Financial in Edina, Minnesota. Michael Severance previously worked at Voya Financial Advisors between 1981-2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2018, LPL Financial terminated Michael Severance for “violation of […]