Michael Conte (CRD#: 2646071) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1996 and previously worked for Seton Securities Group, Inc.; Fusion Analytics Securities, LLC; Redwood Brokerage, LLC; Citigroup Global Markets, Inc.;  Morgan Stanley DW Inc.; Cowen & Co.; Creative Capital Management Corp.; Securities & Investment Planning […]

Jeremy Johnson (CRD#: 7074043) was a previously registered broker at Torch Securities, LLC in Murrieta, CA. He entered the securities industry in 2019. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in March 2021, FINRA sanctioned Jeremy Johnson, barring him indefinitely from all capacities beginning March 26, 2021. The FINRA […]

Peter Kohli (CRD # 1064334) was a Financial Advisor at Trustmont Financial Group in Leesport, PA. Peter Kohli has been in the securities industry since 1982 and previously worked at Equitas America, LLC, ING Financial Partners, Inc., and MML Investors Services, Inc. According to publicly available records released by the United States Securities Exchange Commission […]

Ronald Roach (CRD # 3216784) was a former Financial Advisor at Securities America in Walnut Creek, California. Ronald Roach has been in the securities industry since 1999 and previously worked at Brecek & Young Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 23, 2019, Securities America terminated […]

Rafael Golan (CRD # 1074079) was a Financial Advisor at Crystal Bay Securities, Inc. in Delray Beach, FL.  Rafael Golan has been in the securities industry since 1983and previously worked at Independent Financial Group and Sentra Securities Corp.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 31, 2019, […]

Edward Matthes was a Financial Advisor at Mutual of Omaha Investor Services, Inc. in Oconomowoc, Wisconsin.  Edward Matthes entered the securities industry in 1996 and previously worked at Thrivent Investment Management and MML Investors Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Edward Matthes has a long history of […]