Teresa Douberly (CRD#: 2477566) was previously registered as a Broker and Investment Advisor. Broker’s Background She entered the securities industry in 1994 and previously worked for Sagepoint Financial, Inc.; Aegis Capital Corp.; MetLife Securities, Inc.; VFinance Investments, Inc.; Commonwealth Financial Network; Hunter Scott Financial, LLC; Royal Alliance Associates, Inc.; Morgan Stanley DW, Inc.; JWGenesis Securities, […]

Paul Gallivan (CRD#: 5793918) is a dually registered Broker and Investment Advisor at A. G. P./Alliance Global Partners in Boca Raton, FL. He entered the securities industry in 2010 and previously worked for Aegis Capital Corp.; Morgan Stanley; and Herbert J. Sims & Co., Inc. According to publicly available records released by the Financial Industry […]

The Wolper Law Firm, P.A. is pursuing FINRA arbitration claims on behalf of investors who experienced losses in structured products, including Auto-Callable Structured Notes, in February and March 2020. Structured products, generally, are investment vehicles based on or derived from a single security, a basket of securities, an index, a commodity, a debt issuance and/or […]

The Wolper Law Firm, P.A., P.A. is expanding its investigation of brokerage firms and financial advisors who sold Steepener Notes, Adjustable Rate Market Notes, Spread Linked Notes and Structured Notes.  In recent years, brokerage firms and Financial Advisors across the country have aggressively marketed and sold Steepener Notes, Adjustable Rate Market Notes, Spread Linked Notes […]

The Wolper Law Firm, P.A. has pending arbitration claims against JP Turner and Centaurus Financial, arising out of sales practices involving Ricky Mantei ak/a Rick Mantei and several Financial Advisors that are part of his team or at his branch office, including Cindy Chiellini a/k/a Cindy Lucille Porto Chiellini and Atul Makharia.  The pending claims […]