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Tag: Inc.

Financial Advisor John Tweardy (H. Beck, Inc.) Customer Complaints

John Tweardy (CRD#: 1361757) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1985 and previously worked for H. Beck, Inc.; Locust Street Securities, Inc.; BMA Financial Services, Inc.; Mony Securities Corporation; MML Investors Services, Inc.; CIGNA Securities, Inc.; and Mutual Benefit Financial Service Company. Current […]

Financial Advisor Bradley Lay (S.A. Stone Wealth Management) Customer Complaints

Bradley Lay (CRD#: 4633746) is a dually registered Broker and Investment Advisor at SA Stone Wealth Management, Inc. in Franklin, TN. Broker’s Background He entered the securities industry in 2003 and previously worked for Raymond James & Associates, Inc.; Morgan Keegan & Co., Inc.; Amsouth Investment Management Company, LLC; and Amsouth Investment Services, Inc. Current […]

Financial Advisor Joseph Giordano (Acceptus Capital Corp.) Customer Complaints

Joseph Giordano (CRD#: 2278341) is a registered Broker at Acceptus Capital Corp. in Port Washington, NY. Broker’s Background He entered the securities industry in 1993 and previously worked for Gunnallen Financial, Inc.; LH Ross & Company, Inc.; Citigroup Global Markets, Inc.; Lumiere Securities, Inc.; Taj Global Equities, Inc.; Sovereign Equity Management Corp.; A.T. Brod & […]

Recent Non-Traded REIT Announcements Signal Trouble on the Horizon for Investors

The Wolper Law Firm, P.A. continues to investigate various brokerages who oversold Non-Traded Real Estate Investment Trusts (“Non-Traded REITs”) to retail customers. In recent months, the number of non-traded REITs reporting low trading prices and reduced or ceased dividends has increased, threatening not just the income that investors were hoping for but jeopardizing their capital […]

Recovering Your Investment Losses In Non-Traded Real Estate Investment Trusts And Business Development Companies

Over the last two years, the Wolper Law Firm, P.A. has received calls from dozens of clients, who purchased shares of non-traded real estate investment trusts (“Non-Traded REITs”) and non-traded business development companies (“BDCs”). Most of these clients purchased the Non-Traded REITs and BDCs between 2013-2016 with assurances made by Financial Advisors that they would […]