Douglas J. Rosenberg (CRD#: 3214215) is a registered Broker at Joseph Stone Capital, LLC in Hauppauge, NY. Broker’s Background Douglas J. Rosenberg entered the securities industry in 2000 and previously worked for First Midwest Securities, Inc.; Newbridge Securities Corporation; Securities Service Network, Inc.; Cantella & Co., Inc.; Raike Financial Group, Inc.; and GBI Capital Partners, […]

When it comes to resolving a securities dispute between investors and brokers, it’s essential to be aware of the dispute resolution options available.  FINRA arbitration is one of the most popular, non-judicial forms of resolving a securities dispute. However, from the perspective of an investor, what are the alternatives—if any—to opting for binding arbitration? Read […]

John Gatto (CRD # 1415454) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jericho, NY. John Gatto has been in the securities industry since 1986 and previously worked at Morgan Stanley, Citigroup Global Markets, Inc., and Lehman Brothers Inc. According to publicly available records released by the Financial Industry Regulatory […]

Frank Venturelli (CRD # 6403468) was a Financial Advisor at First Standard Financial in Red Bank, New Jersey. Frank Venturelli has been in the securities industry since 2014. After leaving First Standard, Frank Venturelli worked briefly at Arive Capital Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]

James Bylenga is a former Financial Advisor at LPL Financial LLC in Portage, MI.  James Bylenga has been in the securities industry since 1980 and previously worked at Centennial Securities, Lehman Brothers, Citigroup, Robert Baird & Co. and Comerica.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 5, […]

In the event you have realized investment losses due to broker misconduct, chances are that you are required to pursue your claims in arbitration before the Financial Industry Regulatory Authority (FINRA).  In a more limited number of circumstances, if no arbitration agreement exists between you and your brokerage firm, you may be able to pursue […]