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Category SW Financial

Financial Advisor Joseph Lianzo, SW Financial, Suspended by FINRA After Allegations of Excessive Trading

September 16, 2021

Joseph Lianzo (CRD#: 4516842) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2002 and previously worked for Arrive Capital Markets; Laidlaw & Company (UK) Ltd.; Cape Securities, Inc.; Salomon Whitney LLC; J.P. Turner & Company, LLC; New Castle Financial Group, Inc.; Newbridge Securities Corporation; Harrison Securities, Inc.;…

SW Financial Broker John Cangialosi Suspended by FINRA After Allegations of Unsuitability and Excessive Trading

August 17, 2021

John Cangialosi (CRD#: 3273830) is a registered Broker at SW Financial in New York, NY. He entered the securities industry in 2001 and previously worked for Worden Capital Management, LLC; Legend Securities, Inc.; Joseph Gunnar & Co., LLC; Brookstone Securities, Inc.; J.P. Turner & Company, LLC; Gunnallen Financial, Inc.; and Joseph Stevens & Company, Inc.…

Former Worden Capital And Current SW Financial Broker, Joseph Todaro, Has Four Customer Complaint Disclosures

August 8, 2021

Joseph Todaro (CRD#: 5708585) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2012 and previously worked for Worden Capital Management LLC; Spartan Capital Securities, LLC; Laidlaw & Company (UK) LTD; Craig Scott Capital, LLC; Rockwell Global Capital, LLC; and EKN Financial Services, Inc. According to publicly available…

SW Financial Advisor, Richard J. Coleman, Has Three Regulatory Disclosures And Eleven Customer Complaints Disclosed On His CRD

August 14, 2019

Richard James Coleman (CRD # 2720422) is a Financial Advisor at SW Financial in Melville, NY.  Richard Coleman has been in the securities industry since 1996 and previously worked at Richard James & Associates, Salomon Whitney Financial, Legend Securities, Tryco Securities, Brookville Capital Partners, John Thomas Financial, Woodstock Financial Group, Rockwell Global Capital, Aura Financial…

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