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Category Sterne Agee Financial Services

The Wolper Law Firm, P.A. Announces That It Has Filed An Arbitration Against Sterne Agee Financial Services Based On Alleged Sales Practice Misconduct By Its Former Financial Advisor, Richard Wesselt

April 29, 2019

On April 29, 2019, the Wolper Law Firm, P.A. filed an arbitration claim against Sterne Agee Financial Services ("Sterne Agee") and Financial Advisor, Richard Wesselt, before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by former Sterne Agee Financial Advisor, Richard Wesselt, who was located in the Jeffersonville,…

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