Lose money after investing in a GPB Capital Holdings Fund? take action
1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Category Selling Away

Former John W. Loofbourrow Associates Broker, Craig Zabala, Barred By FINRA For Allegedly Engaging In Unapproved Outside Business Activities

September 3, 2019

Craig A. Zabala (CRD # 2740680) is a former Financial Advisor at John W. Loofbourrow Associates, Inc. in New York.  Craig Zabala has been in the securities industry since 1997 and previously worked at Torsiello Securities, Inc., Intercoastal Financial Services Corp., Independent Securities Investors Corporation, Brean Murray & Co., Allmerica Investments, Inc., Trautman Wasserman &…

Financial Advisor, Nicholas Radke, Barred By FINRA For Allegedly Selling Away

December 16, 2018

The Wolper Law Firm is currently investigating claims against Nicholas Radke (CRD  2610246),a former Financial Adviser at American Independent Investment Group in Lake Oswego, Oregon.  Nicholas Radke has been in the securities industry since the 1990s and previously worked at LPL Financial Group.  According to publicly available records released by the Financial Industry Regulatory Authority…

Merrill Lynch Financial Advisor, Christopher Hellman, Terminated By Merrill Lynch And Sanctioned By FINRA For Allegedly Selling Away

December 16, 2018

The Wolper Law Firm  is currently investigating claims against Christopher Hellman (CRD  6584084),a former Financial Adviser at Merrill Lynch in Boca Raton, Florida.  Christopher Hellman has been in the securities industry for less than three years and previously worked at FMS Bonds.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

Financial Advisor, Robert Jamison II, Barred By FINRA For Allegedly Referring Customers To An Unregistered Person In Order To Make Investments

December 16, 2018

The Wolper Law Firm is currently investigating claims against Robert Jamison II (CRD  5793591),a Financial Adviser at Independent Financial Group in Salinas, California and PNC Investments in Atlanta, Georgia.  Scott Dolven has been in the securities industry since 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 12,…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

Additional Office Locations (by appointment only)
Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154