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Category Securities America

Financial Advisor, Ronald Roach, Barred From The Securities Industry By The Securities And Exchange Commission

December 15, 2019

Ronald Roach (CRD # 3216784) was a former Financial Advisor at Securities America in Walnut Creek, California. Ronald Roach has been in the securities industry since 1999 and previously worked at Brecek & Young Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 23, 2019, Securities America terminated…

Former Securities America Financial Advisor, Jaime Westenbarger, Barred By FINRA After Failing To Comply With A FINRA Investigation

October 13, 2019

Jaime Westenbarger (CRD # 4625703) was a Financial Advisor at Securities America in Grand Rapids, Michigan.  Jaime Westenbarger has been in the securities industry since 2003 and previously worked at First Allied Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2019, Jaime Westenbarger was terminated by Securities…

Former Securities America Broker, Bobby Coburn, Barred By FINRA

September 6, 2019

Bobby Coburn (CRD # 1464789) is a former Financial Advisor at Securities America, Inc. in Fort Meade, FL.  Bobby Coburn has been in the securities industry since 1998 and previously worked at Brecek & Young Advisors, Inc., Legend Equities Corporation, Nationwide Securities, Inc., Walnut Street Securities, Inc., North American Management, Inc. and Ameritas Investment Corp. …

Securities America Financial Advisor, Andrew Burdsall, Has Five Reported Customer Complaints

March 1, 2019

Andrew Burdsall is a Financial Advisor at Securities American in Jeffersonville, IN.  Andrew Burdsall has been in the securities industry since 1999 and previously worked at Ameriprise Financial Services and LDS Life Insurance Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Andrew Burdsall has five customer complaints disclosed on…

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