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Category Raymond James

INVESTOR ALERT—Raymond James Discharged Financial Advisors, Lynne Faust And Michael Faust, For “Concerns” Relating To The Sale Of Unit Investment Trusts

November 11, 2018

The Wolper Law Firm is currently investigating claims against Raymond James’ with regard to its sales practices involving Unit Investment Trusts (UITs) and, specifically, the sales practices of Raymond James Financial Advisors, Lynne Faust and Michael Faust. Lynne Faust has been in the securities industry since 1981 and her son, Michael Faust, has been in…

Raymond James Financial Advisor, George Puliafico, Has $2 Million Pending Customer Complaint

October 24, 2018

The Wolper Law Firm is currently investigating claims against George Puliafico, a Financial Advisor at Raymond James in Walpole, Maine. George Puliafico has been in the securities industry since the 1980s and has been with Raymond James since 1999. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), April 2018, a…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

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Suite 7
Atlanta, GA 30326

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Indianapolis, IN 46032

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Suite 400
Dallas, TX 75201

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Portland, OR 97220

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Suite 1100
Denver, CO 80237

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1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis