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Category Raymond James

Former Raymond James Broker, Stefan Pastor, Barred By FINRA For Allegedly Providing False Information To FINRA During Investigation Into Unauthorized Trading

September 17, 2019

Stefan Pastor (CRD # 5141819) is a former Financial Advisor at Raymond James Financial Services in Fort Lauderdale, FL.  Stefan Pastor has been in the securities industry since 2006 and previously worked at Walnut Street Securities, Inc. and Ameriprise Financial Services, Inc.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

Raymond James and Steven Reznick Lawsuits: Former Raymond James Financial Advisor Steven Reznick Is The Subject Of Myriad Complaints Regarding His Recommendation Of Pharmaceutical And Biotechnology Stocks

August 22, 2019

Steven Reznick a/k/a Steve Reznick (CRD # 1067199) was a Financial Advisor at Raymond James Financial Services in Tallahassee, FL.  Steven Reznick a/k/a Steve Reznick has been in the securities industry since 1982 and previously worked at PEBSCO Securities Corp.  Steven Reznick a/k/a Steve Reznick worked as part of a team with his partner, Jason…

Former Raymond James Financial Advisor, Eldridge Parks, Barred By FINRA For Refusing To Cooperate In FINRA Investigation In Connection With Alleged Unsuitable Securities Recommendations

August 12, 2019

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority…

Former Raymond James Financial Advisor, Frederick Stow, Has Pending Customer Complaint, Alleging Damages Of $911,000, For Alleged Misappropriation of Client Assets

August 11, 2019

Frederick Stow (CRD # 864436) was a Financial Advisor at Raymond James in Franklin, Tennessee.  Frederick Stow has been in the securities industry since 1979 and previously worked at Wells Fargo Advisors.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), on May 2019, Frederick Stow was terminated by Raymond James…

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Main Office - Fort Lauderdale

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Plantation, FL 33324
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#3200
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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis