Purshe Kaplan Sterling Investments: CRD#: 35747/SEC#: 8-46844
The firm is headquartered in Albany, New York.
It was founded by J. Peter Purcell who currently serves as Chief Executive Officer.
It is the child company of Wentworth Management Services, LLC. Purshe Kaplan Sterling Investments holds 52 licenses for U.S. States and Territories.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]