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Category Puerto Rico

Morgan Stanley Financial Advisor, Alberto Castaner, Has Seven Customer Complaints, Including Five Pending Complaints Regarding The Sale Of Puerto Rico Bonds

October 19, 2018

The Wolper Law Firm is currently investigating claims against Alberto Castaner, a former Advisor at Morgan Stanley in Ft. Lauderdale, FL. Alberto Castaner has been in the securities industry since the 1980s and previously worked at Popular Securities in San Juan. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since…

David Lerner Broker, Scott Mass, Has $500,000 Pending Customer Complaint Regarding The Sale Of Puerto Rico Bonds

September 24, 2018

The Wolper Law Firm is currently investigating claims against Scott Mass, a Financial Advisor at David Lerner & Assoc. in Syosset, New York.  Scott Mass has been in the securities industry since the 1980s and has worked for David Lerner his entire career. According to publicly available records released by the Financial Industry Regulatory Authority…

Former Wells Fargo Advisors Financial Advisor, Ralph Bianchi, Is The Subject Of A Customer Complaint For Selling Puerto Rico Municipal Bonds

July 25, 2018

The Wolper Law Firm is currently investigating claims against Ralph Bianchi, a former Financial Advisor at Wells Fargo in Flemington, New Jersey.  Ralph Bianchi has been in the securities industry since the 1980s and previously worked for the GMS Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January…

How Can I Recover My Investment Losses From Santander Securities Based On Recommendations By Mariondy Fernandez

July 21, 2018

The Wolper Law Firm is currently investigating claims against Mariondy Fernandez, a former Financial Advisor at Santander Securities in Dorchester, Massachusetts.  Mariondy Fernandez has been in the securities industry since the 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mariondy Fernandez has eighteen (18) customer complaints, principally for his…

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