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Category Principal Securities

FINRA Suspends Former Principal Securities, Inc. Broker, Christopher Hildebrandt, For Allegedly Altering Documents

August 28, 2020

Christopher Hildebrandt (CRD # 1318476) was a Financial Advisor at Principal Securities, Inc. in Cape May Court House, NJ. Christopher Hildebrandt was in the securities industry from 1998 to 2018 and previously worked at NIA Securities, L.L.C. and Morgan Stanley DW Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

FINRA Barred Financial Advisor, Alberto Sanchez, For Failing To Cooperate In An Investigation Regarding Selling Away

June 24, 2019

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto…

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