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Category PHX Financial

PHX Financial, Inc. Broker, Serge Parakhnevich (Serge Parker), Has Had Two Customer Complaint Disclosures Alleging Sales Practice Misconduct

August 11, 2020

Serge Parakhnevich aka Serge Parker (CRD # 5493064) is a Financial Advisor at PHX Financial, Inc in New York, NY. Serge Parakhnevich aka Serge Parker has been in the securities industry since 2008 and previously worked at Aegis Capital Corp, John Thomas Financial, Clark Dodge & Co., Inc., Alexander Capital, L.P., and Brookstone Securities, Inc.…

PHX Financial Advisor, Steve Baptist, Suspended By FINRA For Engaging In Unauthorized Trading In Deceased Customers’ Accounts

August 14, 2019

Steve Baptist (CRD # 5885870) is a Financial Advisor at PHX Financial, Inc. in New York, NY.  Steve Baptist has been in the securities industry since 2011 and previously worked at Joseph Gunnar & Co., MetLife Securities and Investors Capital Corp.     According to publicy available records released by the Financial Industry Regulatory Authority (FINRA),…

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