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Category O.N. Equity Sales

O.N. Equities Services Fraud and/or Investment Loss Customer Complaint Disclosures

May 11, 2021

O.N. Equities Services: CRD#: 2936/SEC#: 8-14161  The firm is headquartered in Cincinnati, Ohio. It was founded by Patrick McEvoy in 1968. It is a wholly owned subsidiary of Ohio National Life Insurance Company. ONESCO holds 52 licenses for U.S. States and Territories. There have been nine disclosures as of 2020.

Former Cape Securities And Current IBN Financial Services Broker, Kevin Meadows, Suspended Three Months By FINRA

February 1, 2020

Kevin Meadows (CRD # 2878889) was a Financial Advisor at Cape Securities and is currently a Financial Advisor at IBN Financial Services in Liverpool, NY.  Kevin Meadows has been in the securities industry since since 1997 and previously worked at First Allied Securities. According to publicly available records released by the Financial Industry Regulatory Authority…

Did You Buy Shares Of GPB Capital Holdings Through Concorde Investment Services or Robert S. Smith?

September 22, 2019

Robert Scott Smith (CRD #1412333) is a Financial Advisor at Concorde Investment Services in Lake Oswego, OR.  Robert Smith entered the securities industry in 1985 and previously worked at Pacific West Securities and Brookstreet Securities.  The Wolper Law Firm is currently representing other investors in GPB Capital Holdings, who have experienced investment losses in risky…

Did You Buy Shares Of GPB Capital Holdings Through Coastal Equities Or Kevin Canterbury?

July 10, 2019

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in…

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