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Category Newbridge Securities

Newbridge Securities Financial Advisor, Kerri Jamison, Has Four Customer Complaint Disclosures, Alleging Sales Practice Misconduct

May 30, 2020

Kerri Jamison (CRD # 4348584) is a Financial Advisor at Newbridge Securities Corp. in Mesa, Arizona. Kerri Jamison has been in the securities industry since 2001 and previously worked at Dewaay Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Kerri Jamison has been the subject of…

Newbridge Securities Corporation And Director Of Investment Banking, Bruce H. Jordan, Fined By FINRA For Several Alleged Sales Practice Violations In Connection With The Sale Of Structured Products, Non-Traded ETFs And Private Placements

October 6, 2019

Newbridge Securities Corporation (CRD # 104065) has been a FINRA member since 2000 and is headquartered in Boca Raton, Florida.  Newbridge engages in a general securities business and employs approximately 175 registered representatives at 41 branch offices. Bruce H. Jordan (CRD # 1223556) has served as Newbridge’s Director of Investment Banking since 2015.  Bruce Jordan…

Former Newbridge Securities Financial Advisor, Tariq Sales, Has A Pending Customer Complaint Alleging Sales Practice Violations

September 11, 2019

Tariq Sales (CRD # 2851440) was a Financial Advisor at Newbridge Securities in New York, NY.  Tariq Sales has been in the securities industry since 1997 and previously worked at Aegis Capital, Gunnallen Financial, Reid & Rudiger, First Republic, Briarwood Investment Counsel, Nichols, Safina, Lerner, and Meyers Pollock Robbins. According to publicly available records released…

Newbridge Securities Financial Advisor, Peter Goffin, Has Nine Customer Complaints

June 7, 2019

Peter Goffin is a Financial Advisor at Newbridge Securities Corporation in Boca Raton, FL.  Peter Goffin has been in the securities industry since 1987 and previously worked at Wachovia Securities Financial Network, JW Charles Securities and Commvest Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Peter Goffin is the…

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