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Category MML Investors Services

Former MML Investors Services Broker, Charles J. Evan, Barred By FINRA For Refusing To Cooperate In Investigation Regarding Alleged Inappropriate Insurance Sales Practices

March 3, 2020

Charles Jonathan Evan (CRD # 836083) was a Financial Advisor at MML Investors Services, LLC in Wellesley, MA. Charles Evan has been in the securities industry since 1977 and previously worked at MSI Financial Services, Inc., New England Securities, Manequity, Inc., G.R. Phelps & Co., Inc., PLM Securities Company and Capital Analysts, Incorporated. According to…

FINRA Barred Financial Advisor, Alberto Sanchez, For Failing To Cooperate In An Investigation Regarding Selling Away

June 24, 2019

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto…

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