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Category Merrill Lynch

INVESTOR ALERT—Merrill Lynch Broker, Hector Gonzalez, Has Pending Customer Complaints, Totaling $16 Million

August 13, 2018

The Wolper Law Firm is currently investigating claims against Hector Gonzalez, a Financial Advisor at Merrill Lynch, who works in Both San Juan, Puerto Rico and Miami, Florida.  Hector Gonzalez has been in the securities industry since 2007 and previously worked at UBS Financial Services. According to publicly available records released by the Financial Industry…

Merrill Lynch Financial Advisor, Erik Littlejohn, Is The Subject Of $499,999 Customer Complaint

July 16, 2018

The Wolper Law Firm is currently investigating claims against Erik Littlejohn, a Financial Advisor at Merrill Lynch in Houston, Texas.  Erik Littlejohn first entered the securities industry in the 1980s and previously worked for UBS Financial Services and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January…

Merrill Lynch Financial Advisor Charles Kanahan The Subject Of 3 Customer Complaints In 2018

June 25, 2018

The Wolper Law Firm is currently investigating claims against Charles Kanahan, a Financial Advisor at Merrill Lynch in Boston, Mass.  Charles Kanahan has been in the securities industry since the 1980s and, prior to Merrill Lynch, worked at Morgan Stanley, Bear, Stearns and Thomson McKinnon Securities . According to publicly available records released by the…

Merrill Lynch Financial Advisor, Craig Mardany, Subject To Customer Complaint Alleging Damages Of More Than $10 Million

June 7, 2018

The Wolper Law Firm is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA. Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations.  The customer has alleged damages of $10 million. Financial Advisors are required by applicable…

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis