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Category Merrill Lynch

Merrill Lynch Broker, Christopher Roumayeh, Suspended By FINRA For 21 Months For Engaging In Unapproved Outside Business Activities

May 23, 2020

Christopher Roumayeh (CRD # 4510051) was a Financial Advisor at Merrill Lynch in Bloomfield Hills, Michigan. Christopher Roumayeh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 20, 2020, FINRA sanctioned Christopher Roumayeh, suspending…

Former Merrill Lynch Broker, Jacquin Fink, Has Eleven Customer Complaint Disclosures, Alleging Sales Practice Misconduct

March 15, 2020

Jacquin Fink (CRD # 207807) was a Financial Advisor at Merrill Lynch in New York, NY. Jacquin Fink has been in the securities industry since 1968 and worked for Merrill Lynch the entirety of his career. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jacquin Fink has eleven disclosed customer…

Merrill Lynch Financial Advisor, Heather Weber, Has Ten Customer Complaint Disclosures

November 20, 2019

Heather Peterson Weber, (CRD # 2911524) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tampa, FL.  Heather Weber has been in the securities industry since 1997 and previously worked at CitiGroup Global Markets Inc. and J.B. Hanauer & Co. According to publicly available records released by the Financial Industry Regulatory…

Former Merrill Lynch Financial Advisor, Marcus Boggs, Barred By FINRA After Failing To Cooperate In Investigation

November 9, 2019

Marcus Boggs (CRD # 5055667) was a Financial Advisor at Merrill Lynch in Chicago, Illinois.  Marcus Boggs has been in the securities industry since 2006 and has spent the entirety of that time period with Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 11, 2019, FINRA…

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis